Three Things That Never Change

While we certainly don’t want violators to have a license, they become even more dangerous when they lose their license.

We’ve been bringing you news of a new investment scam every weekday for more than two years now. Regular readers have, by now, learned the frequent red flags that fly over cleverly disguised frauds. Last week the SEC commenced an enforcement action that highlights three of those flags. According to the SEC’s press release: (more…)